Regulatory Measures Involving 1984 Sentencing Reform Act
discretionary power (with regard to the program) may be delegated. d) Establishment of sound training and communications. e) Establishment of an initiative for sound supervision, auditing and assessment of ethics and adherence, in addition to a well-publicized whistleblower hotline, incorporating procedures facilitating confidentiality or anonymity, by which the firm’s agents and employees can report or look for guidance with regard to actual or likely problems without expecting retaliation on the part of the organization. f) Promotion and enforcement of the ethics and conformity initiative consistently all through the firm, via… Continue Reading...
